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Alexander Carter Berghorst

Truist Securities, Inc.

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About Alexander Carter Berghorst

Alexander Berghorst is a financial professional with Truist Securities, Inc. Alexander is a licensed investment professional in the state of North Carolina and holds Series 63, SIE and Series 79 licenses. Alexander has been in the industry since 2014.

Firm Information

Alexander Berghorst is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Berghorst’s Registration & Firm History

NC

11/07/2022 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

09/15/2014 - 09/02/2022

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Carter Berghorst.
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