Unclaimed
Alexander Lindquist is a securities professional with over seven years of experience in the industry. Alexander is currently a registered representative with SEB Securities, Inc. located in New York, NY. Previously, Alexander was employed at Fearnley Securities in New York, NY. Alexander has passed several industry exams including the Series 7, 57, 63, 79TO, SIE and Series 24. Alexander is currently registered in California, District of Columbia, Florida, Louisiana, Maryland, New York, Ohio, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/04/2019 - Present
SEB Securities, Inc. (NEW YORK NY)
NY
06/20/2016 - 05/28/2019
FEARNLEY SECURITIES (New York NY)
BC
Issued 10/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2016
Series 57 - Securities Trader Exam
BC
Issued 06/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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