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Alexander Carl Lindquist

SEB Securities, Inc.

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About Alexander Carl Lindquist

Alexander Lindquist is a securities professional with over seven years of experience in the industry. Alexander is currently a registered representative with SEB Securities, Inc. located in New York, NY. Previously, Alexander was employed at Fearnley Securities in New York, NY. Alexander has passed several industry exams including the Series 7, 57, 63, 79TO, SIE and Series 24. Alexander is currently registered in California, District of Columbia, Florida, Louisiana, Maryland, New York, Ohio, Texas, Virginia and Washington.

Firm Information

Alexander Lindquist is currently registered with SEB Securities, Inc.. SEB Securities, Inc. is a corporation formed on November 28, 1988. The firm is registered with the SEC and in 11 states, including California, District of Columbia, Florida, Louisiana, Maryland, New York, Ohio, Tennessee, Texas, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Lindquist’s Registration & Firm History

NY

11/04/2019 - Present

SEB Securities, Inc. (NEW YORK NY)

NY

06/20/2016 - 05/28/2019

FEARNLEY SECURITIES (New York NY)

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Licenses & Designations

BC

Issued 10/12/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2019

Series 24 - General Securities Principal Examination

BC

Issued 11/16/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2016

Series 57 - Securities Trader Exam

BC

Issued 06/20/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Carl Lindquist.
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