Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Schwartz is a financial professional with over 13 years of experience in the securities industry. Alexander is currently registered with TPG Capital BD, LLC and is licensed in all 50 states. Alexander has a broad range of experience in the financial markets, including trading, investment banking, and wealth management. Alexander holds the Series 7, Series 24, Series 55, Series 3, Series 57TO, and Series 63 licenses. Previously, Alexander was employed by CREDIT SUISSE SECURITIES (USA) LLC from 2010 to 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2016 - Present
TPG Capital BD, LLC (New York NY)
NY
08/24/2010 - 06/14/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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