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Alexander Byers Martin

Mizuho Securities USA LLC

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About Alexander Byers Martin

Alexander Byers Martin is a financial professional with over 25 years of experience in the industry. Currently, Alexander is registered with Mizuho Securities USA LLC, a firm with a focus on investment banking, securities brokerage, and asset management. Previously, Alexander worked at Berenberg Capital Markets LLC, Morgan Stanley, UBS Securities LLC, Macquarie Capital (USA) Inc., Avondale Partners, LLC, Ferris, Baker Watts Incorporated, Donaldson, Lufkin & Jenrette Securities Corporation, and Alex. Brown & Sons Incorporated. Alexander holds a variety of licenses including Series 7, 63, 65, and 66, and is registered in all 50 states and the District of Columbia.

Firm Information

Alexander Martin is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Martin’s Registration & Firm History

NY

03/01/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/16/2021 - 12/20/2022

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

MD

12/16/2019 - 03/08/2021

MORGAN STANLEY (BALTIMORE MD)

MD

09/26/2017 - 06/18/2019

UBS SECURITIES LLC (BALTIMORE MD)

NY

04/03/2012 - 06/16/2017

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

MD

09/24/2007 - 03/28/2012

AVONDALE PARTNERS, LLC (BALTIMORE MD)

MD

01/20/1999 - 10/03/2007

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

NJ

06/13/1997 - 01/21/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

02/15/1995 - 09/12/1995

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BOTH

Issued 07/01/2020

Series 66 - Uniform Combined State Law Examination

IA

Issued 04/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexander Byers Martin.
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