Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Brooks Hock is a financial professional with experience in the securities industry. Alexander is currently registered with Harris Williams and holds the Series 63, Series 79TO, SIE, and Series 50 licenses. Alexander has been in the industry for 6 years and has experience in investment banking. Alexander's primary area of expertise is providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/24/2024 - Present
Harris Williams (RICHMOND VA)
BC
Issued 05/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/03/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2018
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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