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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Brooks is a financial advisor with Cetera Investment Advisers LLC in ST CLOUD, Minnesota. Alexander has been in the industry since 2007. Alexander has passed the Series 66, Series 7, Series 14, and Series 24 exams and holds a registration with the state of Minnesota. Alexander has prior experience with CETERA FINANCIAL SPECIALISTS LLC, GUARANTY BROKERAGE SERVICES, INC., and BANCNORTH INVESTMENT GROUP, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/21/2014 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
10/03/2019 - 08/02/2024
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
10/19/2007 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
10/19/2007 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
BOTH
Issued 10/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 2/1/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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