Unclaimed
Alexander Brackman is a financial advisor with over 28 years of experience in the industry. Alexander is currently registered with J.P. Morgan Securities LLC and has been with the firm since January 2023. Prior to this, Alexander held positions at Mutual of America Securities LLC, Wedbush Securities Inc., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Muriel Siebert & Co., Inc., Prudential Securities Incorporated, and PaineWebber Incorporated. Alexander is licensed to provide financial advice in Connecticut, New Jersey, and New York. Alexander holds a variety of licenses and certifications, including Series 3, 6, 7, 26, 63 and SIE. Alexander specializes in providing financial advice to individuals, families, businesses, and institutions. Alexander provides financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
01/31/2023 - Present
J.p. Morgan Securities LLC (MILFORD CT)
FL
03/22/2021 - 12/21/2022
MUTUAL OF AMERICA SECURITIES LLC (Boca Raton FL)
CA
03/04/2011 - 03/05/2020
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
08/01/2003 - 06/08/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
01/19/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
08/18/1993 - 12/12/1996
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
03/14/1989 - 08/27/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/05/1985 - 03/01/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/22/1982 - 02/04/1985
PAINEWEBBER INCORPORATED
BC
Issued 02/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/31/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/12/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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