Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Neumann is a financial advisor registered with Stephens and Northcoast Research Partners, LLC. Alexander has been working in the financial industry since 2021. Alexander is licensed to provide securities-related advice and investment advice in the state of Arkansas, Ohio and Texas. Alexander has the following licenses: Series 66, Series 86, Series 87, Series 7TO and SIE. Alexander works with individual and institutional clients, providing financial planning, portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/18/2022 - Present
Stephens (LITTLE ROCK AR)
OH
05/11/2021 - 02/11/2022
NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)
BOTH
Issued 04/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/28/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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