Unclaimed
Alexander Cohen is a financial professional with over 8 years of experience in the industry. Alexander is currently registered with Houlihan Lokey Capital, Inc. and is a Series 7, 63, 66, 79 and SIE licensed professional. Prior to joining Houlihan Lokey Capital, Inc., Alexander has held positions at William Blair, Barclays Capital Inc., Wells Fargo Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alexander's experience is primarily focused on the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/06/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
IL
07/06/2021 - 04/11/2023
WILLIAM BLAIR (CHICAGO IL)
CA
06/16/2020 - 07/01/2021
BARCLAYS CAPITAL INC. (MENLO PARK CA)
NY
10/13/2015 - 10/17/2017
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
08/22/2012 - 08/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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