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Alexander Balc

Brean Capital, LLC

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About Alexander Balc

Alexander Balc is a financial advisor with Brean Capital, LLC based in Chicago, IL. Alexander has been in the financial services industry since March 28, 1995 and holds FINRA Series 7, 24, 63 and SIE licenses. Alexander previously worked at PERFORMANCE TRUST CAPITAL PARTNERS, LLC, COUNTRYWIDE SECURITIES CORPORATION, BETZOLD RESEARCH AND TRADING, INC., CLAYTON BROWN & ASSOCIATES, INC., and NIKE SECURITIES L.P.

Firm Information

Alexander Balc is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Balc’s Registration & Firm History

IL

05/08/2024 - Present

Brean Capital, LLC (CHICAGO IL)

IL

08/11/2008 - 10/11/2023

PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)

IL

09/30/2004 - 08/08/2008

COUNTRYWIDE SECURITIES CORPORATION (CHICAGO IL)

IL

11/01/1996 - 09/17/2004

BETZOLD RESEARCH AND TRADING, INC. (CHICAGO IL)

IL

03/22/1993 - 03/21/1994

CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)

IL

12/20/1991 - 03/04/1993

NIKE SECURITIES L.P. (WHEATON IL)

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Licenses & Designations

BC

Issued 10/11/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexander Balc.
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