Unclaimed
Alexander Arthur Smith is a registered representative with GWN Securities Inc. Alexander is located in Iselin, New Jersey and joined the firm in March 2024. Alexander is a Series 63, Series 6TO and SIE licensed representative and has been in the industry since March 2024. Alexander's specializations include individual investors, high-net-worth individuals, corporate clients, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
NJ
03/08/2024 - Present
GWN Securities Inc. (ISELIN NJ)
BC
Issued 04/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/23/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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