Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Guess is a financial advisor currently affiliated with Equitable Advisors, LLC and located in Cary, NC. Alexander has been a licensed financial professional since 1986. Before joining Equitable Advisors, LLC, Alexander was with CETERA FINANCIAL SPECIALISTS LLC, Legg Mason Wood Walker, Incorporated, LM FINANCIAL PARTNERS, INC., H.D. VEST INVESTMENT SECURITIES, INC., and ANCHOR NATIONAL FINANCIAL SERVICES, INC.. Alexander holds the Series 7, Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/06/2013 - Present
Equitable Advisors, LLC (CARY NC)
NC
11/02/2001 - 11/11/2013
CETERA FINANCIAL SPECIALISTS LLC (CARY NC)
MD
09/15/2001 - 11/28/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
01/05/2001 - 09/15/2001
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
TX
01/27/1992 - 06/26/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NA
01/22/1986 - 12/31/1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BC
Issued 01/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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