Unclaimed
Alexander Conti is a financial professional with over 30 years of experience in the industry. Alexander is currently registered with Northwestern Mutual Investment Services, LLC and holds a Series 6, Series 63, and SIE license. Alexander has a strong background in the investment industry, having previously worked at Robert W. Baird & Co. Incorporated. Alexander is dedicated to helping clients achieve their financial goals and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
03/07/1991 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
WI
03/07/1991 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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