Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander McCarthy is a financial professional with experience in the securities industry. Alexander is currently registered with Wells Fargo Securities, LLC. Alexander is licensed to conduct business in North Carolina and New York. Alexander holds the following securities licenses: Series 79TO, Series 63 and the SIE. Alexander has been in the industry for over two years and has a strong understanding of investment banking and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/28/2023 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 07/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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