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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexa? Claim Your ProfileAlexa Phillips is an investment advisor representative at Fidelity Personal And Workplace Advisors. Alexa has been in the financial services industry since 1997 and has a Series 6, 7, 63, and 66 securities licenses. Alexa's experience includes previous roles at CETERA INVESTMENT SERVICES LLC, USI SECURITIES, INC., PNC FUNDS DISTRIBUTOR, LLC, LPL FINANCIAL LLC, VALIC FINANCIAL ADVISORS, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, PRINCOR FINANCIAL SERVICES CORPORATION, PRINCIPAL FUNDS DISTRIBUTOR, INC., ADP BROKER-DEALER, INC., ICMA - RC SERVICES, INC., PASADENA FUND SERVICES, INC., and AMERICAN CAPITAL FINANCIAL SERVICES, INC.
FORT LAUDERDALE, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/10/2022 - Present
Fidelity Personal AND Workplace Advisors (FORT LAUDERDALE FL)
FL
07/15/2021 - 11/05/2021
CETERA INVESTMENT SERVICES LLC (SUNRISE FL)
FL
07/20/2018 - 03/03/2021
USI SECURITIES, INC. (FORT LAUDERDALE FL)
FL
11/18/2016 - 05/22/2018
PNC FUNDS DISTRIBUTOR, LLC (Fort Lauderdale FL)
FL
06/29/2013 - 04/15/2014
LPL FINANCIAL LLC (PLANTATION FL)
FL
06/21/2012 - 07/26/2012
VALIC FINANCIAL ADVISORS, INC. (WEST PALM BEACH FL)
OH
10/26/2010 - 06/04/2012
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
FL
02/04/2005 - 08/23/2010
PRINCOR FINANCIAL SERVICES CORPORATION (MIAMI FL)
IA
11/13/2007 - 09/23/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NJ
10/16/1997 - 11/23/2004
ADP BROKER-DEALER, INC. (ROSELAND NJ)
DC
11/08/1994 - 10/14/1997
ICMA - RC SERVICES, INC. (WASHINGTON DC)
NA
08/20/1992 - 07/19/1994
PASADENA FUND SERVICES, INC.
NA
05/26/1987 - 09/08/1987
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
BOTH
Issued 2/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/5/2005
Series 7 - General Securities Representative Examination
BC
Issued 8/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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