Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexa? Claim Your ProfileAlexa Michelle Ocampo is a registered representative of Capital Client Group, Inc. with over 2 years of experience in the financial services industry. Alexa holds licenses for both Series 7 and 66, enabling them to provide investment advice and trade securities for clients. Prior to joining Capital Client Group, Inc., Alexa worked as a financial advisor at Merrill Lynch for over a year, gaining valuable experience in investment management. Alexa is dedicated to providing clients with personalized financial solutions and assisting them in achieving their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
06/14/2023 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
08/23/2019 - 07/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON BEACH CA)
BOTH
Issued 09/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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