Unclaimed
Alexa Ahern is a financial professional with over 2 years of experience in the securities industry. Alexa has a Series 7, Series 63 and SIE license and is registered with FINRA as a registered representative of Fidelity Brokerage Services LLC. Alexa previously held a position with W&S Brokerage Services, Inc. Alexa holds registrations in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/07/2020 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
12/21/2018 - 11/22/2019
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
BC
Issued 07/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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