Unclaimed
Alexa Gonzalez is a registered representative with Sanford C. Bernstein & CO., LLC with over 11 years of experience in the financial industry. Prior to joining Sanford C. Bernstein & CO., LLC, Alexa Gonzalez was employed at J.P. MORGAN SECURITIES LLC and GOLDMAN, SACHS & CO.. Alexa Gonzalez holds the Series 66, SIE, Series 79, and Series 7 licenses. Alexa Gonzalez is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
09/30/2015 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
TX
07/08/2014 - 09/08/2015
J.P. MORGAN SECURITIES LLC (DALLAS TX)
NY
08/20/2012 - 07/11/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 08/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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