Unclaimed
Alex Zhong is a registered representative with Ares Management Capital Markets LLC in New York, NY. Alex has been in the securities industry since October 26, 2016 and is licensed to sell securities in New York. Alex previously worked at J.P. Morgan Securities LLC. Alex holds the Series 63, Series 7, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/06/2023 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/22/2016 - 07/01/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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