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Alex Zhong

Ares Management Capital Markets LLC

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About Alex Zhong

Alex Zhong is a registered representative with Ares Management Capital Markets LLC in New York, NY. Alex has been in the securities industry since October 26, 2016 and is licensed to sell securities in New York. Alex previously worked at J.P. Morgan Securities LLC. Alex holds the Series 63, Series 7, Series 79 and SIE licenses.

Firm Information

Alex Zhong is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Zhong’s Registration & Firm History

NY

09/06/2023 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

08/22/2016 - 07/01/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/22/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Zhong.
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