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Alex Yuegenevich Morozov

Interactive Brokers LLC

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About Alex Yuegenevich Morozov

Alex Morozov is a financial professional with over 14 years of experience in the securities industry. Alex is currently registered with Interactive Brokers LLC in Greenwich, Connecticut. Prior to that, Alex worked at APB Financial Group, LLC, J.P. Morgan Clearing Corp., J.P. Morgan Securities Inc., and A.K. Capital, LLC. Alex holds Series 7, 55, 63, and SIE licenses.

Firm Information

Alex Morozov is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Morozov’s Registration & Firm History

CT

06/01/2016 - Present

Interactive Brokers LLC (GREENWICH CT)

NY

09/30/2014 - 05/04/2016

APB FINANCIAL GROUP, LLC (NEW YORK NY)

NY

11/27/2006 - 04/27/2009

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

11/27/2006 - 04/27/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/08/2004 - 10/11/2006

A.K. CAPITAL, LLC (NEW YORK NY)

NY

09/22/2003 - 03/02/2004

DUPONT SECURITIES GROUP, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/30/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alex Yuegenevich Morozov.
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