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Alex Yaung

Globalink Securities, Inc.

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About Alex Yaung

Alex Yaung is a financial professional with over 25 years of experience in the securities industry. Alex is currently registered with Globalink Securities, Inc. and holds multiple licenses including Series 4, 7, 24, 52TO, 53, 63 and 65. Prior to joining Globalink Securities, Inc., Alex worked with several other financial firms, including Seven Points Capital, LLC, Equity Trading Online, LLC, PCI*TRADE SECURITIES, and FASCO INTERNATIONAL, INC. Alex has a strong background in securities, municipal securities, and options trading and is dedicated to providing clients with comprehensive financial advice.

Firm Information

Alex Yaung is currently registered with Globalink Securities, Inc.. Globalink Securities, Inc. is a corporation that was formed on January 3, 1992. The firm is registered with the Securities and Exchange Commission and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Yaung’s Registration & Firm History

CA

11/03/2015 - Present

Globalink Securities, Inc. (PASADENA CA)

CA

11/20/2007 - 10/30/2015

SEVEN POINTS CAPITAL, LLC (SAN GABRIEL CA)

CA

05/16/2006 - 11/08/2007

EQUITY TRADING ONLINE, LLC (SAN GABRIEL CA)

CA

10/06/2005 - 04/12/2006

PCI*TRADE SECURITIES (MILPITAS CA)

CA

11/29/1996 - 10/04/2005

FASCO INTERNATIONAL, INC. (WALNUT CA)

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Licenses & Designations

IA

Issued 09/30/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/1998

Series 4 - Registered Options Principal Examination

BC

Issued 12/27/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/17/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 42 - Registered Options Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Yaung.
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