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Alex Wong

Gradient Securities, LLC

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About Alex Wong

Alex Wong is a registered representative and investment advisor representative with Gradient Securities, LLC. Alex has been in the financial services industry since 2017. Alex is registered with the state of Florida, Illinois, Iowa, Ohio, and Pennsylvania. Alex holds Series 6, 63, 65, and SIE licenses. Alex is affiliated with Gradient Securities, LLC, which is a Registered Investment Advisor with the Securities and Exchange Commission. Alex specializes in providing financial planning and investment management services to individuals, businesses, and pension plans.

Firm Information

Alex Wong is currently registered with Gradient Securities, LLC. Gradient Securities, LLC is a Limited Liability Company formed in April 2003. Based in Arden Hills, Minnesota, the firm provides investment advisory services to individuals, high-net-worth individuals, corporations, businesses, pension plans, and individuals other than high-net-worth. They offer financial planning, pension consulting, portfolio management, and selection of other advisers. The firm manages approximately $475 million in assets for over 6,600 clients.
Gradient Securities, LLC

4105 LEXINGTON AVENUE N

ARDEN HILLS, MN 55126

$475.17M

Assets Under Management

921

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees

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Alex Wong’s Registration & Firm History

MN

01/26/2021 - Present

Gradient Securities, LLC (ARDEN HILLS MN)

OH

05/03/2017 - 07/25/2017

ALLSTATE FINANCIAL SERVICES, LLC (COLUMBUS OH)

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Licenses & Designations

BC

Issued 08/20/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/08/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alex Wong. Review regulatory record here.
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