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Alex William Pokorny

First Trust Portfolios LP

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About Alex William Pokorny

Alex William Pokorny is a financial advisor with First Trust Portfolios LP. Alex has been in the industry since 2009 and is registered with FINRA. Alex holds the Series 63, Series 7 and SIE licenses. Alex is registered in Illinois. Alex's office is located at 120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL.

Firm Information

Alex Pokorny is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Pokorny’s Registration & Firm History

IL

09/07/2009 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 09/25/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex William Pokorny.
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