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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Osmond is a financial advisor in Denver, CO. Alex has been a registered representative for over 11 years and is licensed to offer securities in 5 states. Alex is currently a registered representative of Cambridge Investment Research Advisors, Inc. which has a main office in Fairfield, IA. Alex offers financial planning, portfolio management, and educational seminars to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
08/31/2023 - Present
Cambridge Investment Research Advisors, Inc. (Denver CO)
CO
04/17/2018 - 07/26/2023
EQUITABLE ADVISORS, LLC (LAKEWOOD CO)
CO
01/15/2015 - 07/07/2016
WELLS FARGO ADVISORS, LLC (STEAMBOAT SPRINGS CO)
CO
09/20/2012 - 02/20/2013
JANUS DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 08/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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