Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Carter is a financial advisor with LPL Financial LLC. Alex has been in the industry since August 2013 and has been registered with the state of Washington since March 2023. Alex has also been registered with CADARET, GRANT & CO., INC. Alex holds Series 66, Series 7, and SIE licenses and is a Certified Financial Planner. Alex's areas of specialization include retirement planning, college savings, estate planning, insurance, and tax planning. Alex works with a wide range of clients, including individuals, families, businesses, and charitable organizations. Alex is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
03/06/2023 - Present
LPL Financial LLC (BELLEVUE WA)
WA
08/28/2013 - 03/08/2023
CADARET, GRANT & CO., INC. (BELLEVUE WA)
BOTH
Issued 10/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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