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Alex Walter Kemmsies

Rosenblatt Securities Inc.

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About Alex Walter Kemmsies

Alex Walter Kemmsies is a securities professional with over 12 years of experience in the financial services industry. Alex is currently registered with Rosenblatt Securities Inc. and holds the Series 7, Series 63, Series 99TO, and SIE licenses. Alex has been with Rosenblatt Securities Inc. since October 4, 2010. Alex's primary office location is at 40 WALL STREET, 59TH FLOOR, NEW YORK, NY 10005.

Firm Information

Alex Kemmsies is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Kemmsies’s Registration & Firm History

NY

10/04/2010 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alex Walter Kemmsies.
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