Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Walter Franks is a financial professional with over 8 years of experience in the industry. Alex is currently registered with Scotia Capital (usa) Inc. and is licensed in all 50 states, the District of Columbia, and Puerto Rico. Alex holds the Series 79TO, Series 79, and SIE licenses. Alex has a strong background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/18/2022 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
TX
11/03/2014 - 11/21/2018
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
BC
Issued 11/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Alex Franks is the right advisor for you? Invested Better is here to help.
