Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Vincent is a registered representative with Carty & Company, Inc. Alex has been in the securities industry for over 2 years and is licensed to sell securities in 10 states including California, Georgia, Iowa, Louisiana, Mississippi, Ohio, South Carolina, Tennessee, Texas and Virginia. Alex has passed the Series 7TO, SIE and Series 63 exams. Alex holds a registration with FINRA. Alex's primary office is located in Memphis, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
10/13/2021 - Present
Carty & Company, Inc. (MEMPHIS TN)
BC
Issued 11/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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