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Alex Tyrone Christie

Arete Wealth Management, LLC

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About Alex Tyrone Christie

Alex Christie is a financial advisor with Arete Wealth Management, LLC, based in New York. Alex has been in the financial services industry for over 20 years. Alex has a broad range of experience in the industry, having worked for several prominent financial institutions. Alex's current firm is Arete Wealth Management, LLC, but previously held positions at National Securities Corporation, Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, Pershing Advisor Solutions LLC, AXA Advisors, LLC, and The Dreyfus Service Corporation.

Firm Information

Alex Christie is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Christie’s Registration & Firm History

NY

07/21/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

03/18/2019 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

04/13/2017 - 03/13/2019

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NY

04/07/2014 - 04/07/2017

CREDIT SUISSE SECURITIES (USA) LLC (New York NY)

NJ

10/05/2007 - 12/04/2012

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

NY

01/24/2001 - 10/01/2007

AXA ADVISORS, LLC (NEW YORK NY)

NY

02/10/1998 - 04/25/2000

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/09/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Tyrone Christie.
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