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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Goldfarb is a financial advisor with over 12 years of experience in the financial services industry. Alex currently works with MML Investors Services, LLC, focusing on providing comprehensive financial planning and investment management services for individuals, families, and businesses. Alex has a proven track record of success in helping clients achieve their financial goals. Prior to joining MML, Alex worked as a financial advisor with Kestra Investment Services, LLC, and Prudential Investment Management Services LLC. Alex holds a Series 66 license and is a Series 7 registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
08/10/2023 - Present
MML Investors Services, LLC (ELMSFORD NY)
NY
02/12/2022 - 08/15/2023
KESTRA INVESTMENT SERVICES, LLC (Elmsford NY)
NJ
12/18/2014 - 08/19/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
12/17/2010 - 10/23/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/24/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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