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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Simon is a financial advisor with Commonwealth Financial Network. Alex has been in the industry since 1997 and is registered to provide investment advice in New Jersey and Florida. Alex has experience with a range of investment firms including Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dean Witter Reynolds Inc. Alex specializes in working with high net worth individuals and is also able to work with individuals other than high net worth, corporations or other businesses, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Alex can provide financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/07/2019 - Present
Commonwealth Financial Network (WARREN NJ)
NJ
11/26/2007 - 10/07/2019
RAYMOND JAMES & ASSOCIATES, INC. (MORRISTOWN NJ)
NJ
12/12/2000 - 11/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WARREN NJ)
NY
08/01/1996 - 07/10/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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