Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Shvartsman is a financial advisor with Empower Advisory Group, LLC. Alex has over 24 years of experience in the financial industry and is registered with the Securities and Exchange Commission and the State of New York. Alex offers financial planning, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
02/08/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NY
01/26/2022 - 01/09/2024
CHARLES SCHWAB & CO., INC. (Lake Grove NY)
NY
02/26/2018 - 12/20/2023
TD AMERITRADE, INC. (Lake Grove NY)
NY
03/14/2016 - 02/26/2018
SCOTTRADE, INC. (HUNTINGTON STATION NY)
NY
08/06/2014 - 03/08/2016
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
05/27/2005 - 07/22/2014
BRILL SECURITIES, INC. (NEW YORK NY)
NY
11/19/2003 - 05/31/2005
FIRST HUDSON FINANCIAL GROUP, INC. (NEW YORK NY)
FL
05/29/2002 - 12/04/2003
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
04/23/2001 - 11/13/2002
U.S. SECURITIES & FUTURES CORP. (NEW YORK NY)
NY
12/04/2000 - 05/02/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
GA
04/19/2000 - 11/30/2000
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
NY
05/27/1999 - 05/24/2000
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
BOTH
Issued 04/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alex Shvartsman is the right advisor for you? Invested Better is here to help.
