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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Shtaynberger is a financial advisor with Laidlaw Wealth Management LLC, with over 30 years of experience in the industry. Alex has a strong focus on providing financial planning and portfolio management services for both individuals and businesses. Alex has earned several licenses and certifications in the financial services industry, including the Series 7, 10, 24, 53, 63, 65, and 99TO. Alex holds licenses in 52 states and the District of Columbia. Alex is committed to providing clients with comprehensive financial solutions that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/23/2021 - Present
Laidlaw Wealth Management LLC (NEW YORK NY)
NY
03/30/1999 - 10/29/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
01/06/1992 - 08/26/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
IA
Issued 03/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/10/2003
Series 4 - Registered Options Principal Examination
BC
Issued 04/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/28/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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