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Alex Shibicky

Northwestern Mutual Investment Services, LLC

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About Alex Shibicky

Alex Shibicky is a financial advisor with Northwestern Mutual Investment Services, LLC. Alex has been in the financial industry since 1982 and has been registered with the state of Illinois since 2002. Alex is licensed to provide investment advisory and brokerage services. Alex holds Series 6, 7, and 66 licenses.

Firm Information

Alex Shibicky is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Alex Shibicky’s Registration & Firm History

IL

01/13/2006 - Present

Northwestern Mutual Investment Services, LLC (SKOKIE IL)

WI

05/04/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

09/10/1987 - 12/31/1994

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

02/03/1986 - 09/10/1987

STANFORD SECURITIES INCORPORATED

NA

01/25/1985 - 01/29/1986

CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.

NA

08/03/1982 - 01/09/1985

PRUCO SECURITIES CORPORATION

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Licenses & Designations

BOTH

Issued 09/20/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/12/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

BC

Issued 08/02/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Shibicky.
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