Unclaimed
Alex Sette is a registered investment advisor representative with State Farm Investment Management Corp., a registered investment advisor headquartered in Bloomington, Illinois. Alex has been working in the financial services industry for over 5 years. Alex is licensed to provide investment advice in Connecticut, New Jersey, New York, and Pennsylvania. Alex also holds a Series 63 and 65 licenses and is registered with FINRA and the SEC. In addition to working as an investment advisor representative, Alex also owns Alex Sette Insurance Agency, an insurance agency that provides insurance services to customers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/22/2023 - Present
State Farm Investment Management Corp. (Kingston NY)
IA
Issued 01/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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