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Alex Sawaya

Canaccord Genuity LLC

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About Alex Sawaya

Alex Sawaya is a registered representative at Canaccord Genuity LLC, a broker-dealer firm. Alex holds a Series 63, Series 79TO, and SIE license. Alex has been in the securities industry since July 31, 2022. Alex is registered in New York.

Firm Information

Alex Sawaya is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Sawaya’s Registration & Firm History

NY

08/01/2022 - Present

Canaccord Genuity LLC (New York NY)

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Licenses & Designations

BC

Issued 09/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Sawaya.
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