Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Sanchez is a financial advisor with Wells Fargo Clearing Services, LLC. Alex has been in the financial services industry since January 2010. Alex is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Alex has passed the Series 63, 65, 7 and SIE exams and has an active registration in 36 states and 2 territories. Alex previously worked for J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Alex is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/05/2023 - Present
Wells Fargo Clearing Services, LLC (GOLETA CA)
CA
10/01/2012 - 10/06/2023
J.P. MORGAN SECURITIES LLC (GOLETA CA)
CA
10/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GOLETA CA)
CA
01/27/2010 - 09/29/2011
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
BC
Issued 04/02/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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