Unclaimed
Alex Donohue is a financial professional with over 10 years of experience in the financial services industry. Alex is currently registered with TD Securities (usa) LLC. Alex is a licensed securities professional and holds the Series 3, 7, and 63 licenses, as well as the SIE exam. Prior to joining TD Securities (usa) LLC, Alex was employed by Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/06/2019 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
10/22/2007 - 07/19/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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