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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Maicks is an investment advisor representative with Hornor, Townsend & Kent, LLC. Alex is registered with the state of Pennsylvania and Ohio. Alex has been in the industry since 2014. Alex has worked with Key Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, U.S. BANCORP INVESTMENTS, INC., PNC INVESTMENTS, and The Huntington Investment Company. Alex specializes in providing financial planning, pension consulting, selection of other advisers, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
06/09/2022 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
ME
06/02/2021 - 06/16/2022
KEY INVESTMENT SERVICES LLC (WATERVILLE ME)
OH
08/07/2020 - 05/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MAYFIELD HEIGHTS OH)
OH
12/06/2016 - 07/24/2020
WELLS FARGO CLEARING SERVICES, LLC (AKRON OH)
OH
03/23/2016 - 10/11/2016
U.S. BANCORP INVESTMENTS, INC. (SUGARCREEK OH)
OH
10/08/2015 - 03/01/2016
PNC INVESTMENTS (CANTON OH)
OH
10/10/2014 - 09/17/2015
THE HUNTINGTON INVESTMENT COMPANY (CUYAHOGA FALLS OH)
IA
Issued 12/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/16/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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