Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Ross is a registered representative with Lazard Freres & Co. LLC. Alex has been in the securities industry since 2020. Alex previously worked at J.P. Morgan Securities LLC and Globalist Capital, LLC. Alex has a Series 63, Series 79TO and SIE license. Alex is registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/14/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
CA
01/08/2021 - 06/02/2022
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
03/19/2020 - 02/12/2021
GLOBALIST CAPITAL, LLC (SANTA MONICA CA)
BC
Issued 01/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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