Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Rodriguez is a financial professional with over 2 years of experience in the industry. Alex is registered with Transamerica Capital, Inc. and is currently located in CEDAR RAPIDS, IA. Alex previously held a position at Pruco Securities, LLC. in DOWNERS GROVE, IL. Alex holds Series 66, Series 7TO, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
08/11/2022 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
IL
10/27/2020 - 01/20/2021
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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