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Alex Robert Carver

Piper Sandler & Co.

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About Alex Robert Carver

Alex Carver is a licensed securities professional with over 10 years of experience in the financial industry. Alex has worked at both Robert W. Baird & Co. Incorporated and T3 Trading Group, LLC, prior to joining Piper Sandler & Co. Alex currently holds the Series 63, 79, and 56 licenses and the SIE designation. Alex's areas of expertise include investment banking and proprietary trading. Alex specializes in portfolio management for businesses, and has a strong focus on serving clients in the state or municipal government entity space.

Firm Information

Alex Carver is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alex Carver’s Registration & Firm History

MN

06/25/2024 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

WI

08/03/2015 - 07/04/2024

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

04/30/2012 - 02/04/2013

T3 TRADING GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/28/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Robert Carver.
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