Unclaimed
Alex Ritchie Smith is a financial advisor in Radnor, Pennsylvania. Alex has been working in the financial services industry since June 2014. Alex is registered with Lincoln Financial Distributors, Inc. and is licensed to sell securities in Pennsylvania. Alex has passed the Securities Industry Essentials Examination (SIE), the Series 6 and the Series 63 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/04/2014 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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