Unclaimed
Alex Redden Brown is a financial advisor who is registered with Fidelity Brokerage Services LLC. Alex has passed the Series 7TO, Series 63, Series 9, Series 10, and SIE exams, and is currently registered in all 50 states and the District of Columbia. Alex has been a financial advisor since February 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
02/25/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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