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Alex Ray Lieblong

Lieblong & Associates, Inc.

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About Alex Ray Lieblong

Alex Lieblong is an investment advisor representative at Lieblong & Associates, Inc., an Arkansas-based firm that has been serving clients since 1997. Alex has been in the financial services industry since 1977, focusing on individual and business portfolio management and providing retirement planning services. Alex holds a variety of professional licenses and certifications, including Series 7, Series 10, Series 24, and Series 63. Alex has worked for several different firms over the course of his career. Alex's experience and qualifications make him well-suited to help clients with their investment needs.

Firm Information

Alex Lieblong is currently registered with Lieblong & Associates, Inc.. Lieblong & Associates, Inc. is a corporation formed in 1996 and headquartered in Little Rock, AR. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management, pension consulting, and have a regulatory assets under management (AUM) of $174,237,704. The firm has 1 investment adviser representative, 4 registered representatives, and is registered with the SEC and in 29 states.
Lieblong & Associates, Inc.

10809 EXECUTIVE CENTER DRIVE

LITTLE ROCK, AR 72211

$174.24M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Alex Lieblong’s Registration & Firm History

AR

06/16/1997 - Present

Lieblong & Associates, Inc. (LITTLE ROCK AR)

NA

02/12/1987 - 07/03/1997

PAINEWEBBER INCORPORATED

NA

08/18/1982 - 02/27/1987

E. F. HUTTON & COMPANY INC

NA

09/26/1978 - 08/26/1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

07/05/1977 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 10/10/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/14/1997

Series 24 - General Securities Principal Examination

BC

Issued 03/10/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/18/1984

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/1989

Series 3 - National Commodity Futures Examination

BC

Issued 06/18/1977

PC - AMEX Put and Call Exam

BC

Issued 06/18/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Ray Lieblong.
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