Unclaimed
Alex Lieblong is an investment advisor representative at Lieblong & Associates, Inc., an Arkansas-based firm that has been serving clients since 1997. Alex has been in the financial services industry since 1977, focusing on individual and business portfolio management and providing retirement planning services. Alex holds a variety of professional licenses and certifications, including Series 7, Series 10, Series 24, and Series 63. Alex has worked for several different firms over the course of his career. Alex's experience and qualifications make him well-suited to help clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
06/16/1997 - Present
Lieblong & Associates, Inc. (LITTLE ROCK AR)
NA
02/12/1987 - 07/03/1997
PAINEWEBBER INCORPORATED
NA
08/18/1982 - 02/27/1987
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 08/26/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/05/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/10/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/18/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1989
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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