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Alex Petraglia

Brean Capital, LLC

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About Alex Petraglia

Alex Petraglia is a registered representative with Brean Capital, LLC. Alex has been in the securities industry since October 4, 2013. Alex is licensed in Connecticut, Illinois, Massachusetts, New York, and Tennessee. Alex holds the Series 63, Series 7, and SIE licenses. Alex was previously employed by Truist Securities, Inc. in Memphis, TN.

Firm Information

Alex Petraglia is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Petraglia’s Registration & Firm History

TN

05/03/2023 - Present

Brean Capital, LLC (Memphis TN)

TN

09/03/2013 - 03/31/2023

TRUIST SECURITIES, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 10/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alex Petraglia.
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