Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Paul Borggren is a financial advisor with Causeway Securities LLC in Wheaton, Illinois. Alex has been in the financial services industry since November 25, 2012. Alex is registered with the following regulators: FINRA, Colorado, District of Columbia, Illinois, Iowa, Maryland, Michigan, Missouri, North Dakota, Ohio, South Carolina, Vermont and West Virginia. Alex holds the following licenses: Series 66, Series 7, and SIE. Alex was previously employed at SENTINUS-HALO SECURITIES, LLC and INVESCO DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/11/2023 - Present
Causeway Securities LLC (Wheaton IL)
IL
08/22/2019 - 12/22/2022
SENTINUS-HALO SECURITIES, LLC (Chicago IL)
IL
08/17/2012 - 05/31/2019
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
BOTH
Issued 10/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alex Borggren is the right advisor for you? Invested Better is here to help.
