Unclaimed
Alex Patrick Scott is a registered representative with Houlihan Lokey Capital, Inc. Alex is licensed in Georgia and has been active in the securities industry since September 2017. Alex holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
09/25/2017 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
BC
Issued 10/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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