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Alex Ng

PHX Financial, Inc.

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About Alex Ng

Alex Ng is a registered representative with Phx Financial, Inc. based in New York, NY. Alex has been in the securities industry since December 2010. Alex holds the Series 63, SIE and Series 7 licenses.

Firm Information

Alex Ng is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alex Ng’s Registration & Firm History

NY

05/27/2022 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

12/20/2010 - 06/01/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alex Ng.
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