Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alex? Claim Your ProfileAlex Penta is a financial advisor at Vanguard Advisers, Inc. Alex has over 8 years of experience in the financial industry. Alex specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. Alex is also a Registered Representative and a Registered Investment Advisor. Alex holds the Series 7, Series 24, Series 52TO, Series 53, and Series 66 licenses. Alex is a graduate of the University of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/23/2019 - Present
Vanguard Advisers, Inc. (Malvern PA)
PA
06/12/2015 - 01/15/2019
LINCOLN INVESTMENT (Fort Washington PA)
PA
03/10/2014 - 05/20/2015
LPL FINANCIAL LLC (LANSDALE PA)
NJ
04/19/2012 - 03/11/2014
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
PA
10/19/2011 - 04/17/2012
PERSHING LLC (KING OF PRUSSIA PA)
BOTH
Issued 06/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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